Patent Reform

USPTO Studying Prior User Rights

The United States Patent and Trademark Office (USPTO) released two Federal Register Notices on October 7, 2011, seeking written comments and announcing two public hearings for two studies the agency is required to conduct under the America Invents Act. Congress is requiring the USPTO to study and report on the availability of prior user rights in foreign countries as well as options to aid small businesses and independent inventors in securing patent protection for their inventions. The USPTO reports for both studies are due in mid-January 2012.As part of the America Invents Act the United States Patent and Trademark Office (USPTO) is conducting a study of prior user rights.

Read WARF's response to the USPTO here.  If you have a response that you'd like to share, send it via email to jtalley@autm.net.

 

Patent Reform Session at 2012 Annual Meeting

Because of the recent passage of the America Invents Act, a patent reform workshop has been added to the AUTM 2012 Annual Meeting program. This session will run from 9-10:30 a.m. on Friday, March 16. The aim of the session will be to bring attendees up to date on the impact the enactment of this groundbreaking law will have on longstanding U.S. patent prosecution and licensing practices and strategies for scientist inventors, patent attorneys and technology transfer professionals alike.

 

Patent Reform Passes

The "Leahy-Smith America Invents Act" (H.R. 1249) has been passed by both houses of Congress. President Obama is expected to sign the bill into law.

It is important for AUTM members to know that some major changes to patent reexamination practices, such as the new inter partes reexamination standard, will become effective immediately. Other provisions will become effective in one year.

Be sure to check out the USPTO implementation site, which has some helpful information. 

AUTM is committed to helping its members understand the effects of this law and its impact on technology transfer practices. There will be several sessions at the AUTM Annual Meeting, March 14-17, 2012, in Anaheim, CA, that will shed light on this new legislation and help members respond to the changes taking place. Patent reform will also be discussed at the upcoming Western Region Meeting, Sept. 19-20, Albuquerque, NM. In addition, we are exploring ways to provide information and education online. Look for more information from AUTM within the coming weeks about additional programming.

AUTM encourages discussion about the bill via Techno-L. Directors can also discuss the bill through the Directors Forum.

AUTM and other higher education associations released a statement about the bill's passage, which you can read here.


Archive

 

Senate Expected to Vote on Patent Reform
H.R. 1249, the Leahy-Smith America Invents Act, is expected to go to the Senate floor for a vote soon. The principal obstacle to Senate passage of HR 1249 without amendment is Senator Coburn’s objection to House modification of the PTO revolving fund. The revolving fund was developed by Coburn and added by amendment to the Senate’s patent reform bill, S. 23. Virtually all patent stakeholders would have preferred the Senate bill’s revolving fund, which would prevent fee diversion and assure that PTO has access to all the fees that it collects. However, there is broad support in the patent community for the House’s version of PTO funding, which, coupled with commitments from appropriators, is a workable alternative that can prevent fee-diversion and assure that PTO will receive all of its fee revenue. 

Efforts are underway to resolve any concerns among Senators about provisions of H.R. 1249 to permit passage of the bill without amendment.  However, if those efforts are unsuccessful, the Senate leadership is expected to schedule a cloture vote on a motion to proceed.  Given the Senate’s 95-5 vote in March for S. 23, and the strong resemblance of H.R. 1249 to S. 23, prospects are good that obstacles to Senate passage of H.R. 1249 can be overcome. 

However, it is important that Senators hear from universities as part of the broad coalition of groups urging the Senate to pass H.R. 1249 without amendment. 

AUTM urges its members to review the following information with their government relations colleagues: 

  • letter from the six higher education associations collaborating on patent reform to the Senate Judiciary Committee in support of Senate passage of H.R. 1249 without amendment
  • letter from Senate Judiciary Committee members to the Senate leadership supporting the PTO funding provisions of H.R. 1249 and accompanying Appropriations Committee commitments
  • An association letter to all House members in support of H.R. 1249
  • letter from House Appropriations Committee Chairman Rodgers to Speaker Boehner and Majority Leader Cantor detailing Appropriations Committee commitments in support of PTO funding
  • comment from Senate Judiciary Committee chair and Appropriations Committee member Leahy in support of the House PTO funding procedure
  • The Statement of Administration Policy on H.R. 1249

House Passes H.R. 1249

On June 23, 2011, the U.S. House of Representatives passed H.R. 1249, the America Invents Act.

Background information

Full text of H.R. 1249--The America Invents Act

Major Improvements in H.R. 1249 

A Constitutional Prescription for Jobs  

Letter to Lamar Smith, Chairman, Committee on the Judiciary from Timothy Holbrook and Mark D. Janis 

Letter to Lamar Smith, Chairman, Committee on the Judiciary from David J. Kappos, Under-Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office 

Letter to Lamar Smith, Chairman, Committee on the Judiciary from Harold Rogers, Chairman, House Committee on Appropriations and Paul Ryan, Chairman, House Committee on the Budget

Letter to Harold Rogers, Chairman, House Committee on Appropriations and Paul Ryan, Chairman, House Committee on the Budget from Tom Coburn, M.D., United States Senator

Leading Patent Stakeholders: End USPTO User Fee Diversion 

Letter to Speaker John Boehner and Democratic Leader Nancy Pelosi from AUTM and numerous other organizations and universities expressing support of H.R. 1249

 

AUTM and five higher education associations released a joint memo to their constituencies May 17, 2011 in support of H.R. 1249, The America Invents Act. The memo was signed by AUTM and these associations:

Association of American Universities
American Council on Education 
Association of American Medical Colleges
Association of Public and Land-grant Universities 
COGR Council on Governmental Relations


Patent Reform S. 23 Passes Senate Judiciary Committee 15-0

AUTM released a briefing paper on U.S. patent reform and prior user rights in March 2011. Read the paper here.

On Feb. 3, 2011, the Senate Judiciary Committee voted on S. 23 the patent reform bill that has a some very small changes that do not impact the major provisions in last year’s bill S 515. The two amendments adopted can be found here and here. The vote was 15 in favor with 2 Senators voting present. The most interesting thing about the hearing is that during the discussion almost all members said that the fee diversion had to end. Diversion is a tax on innovation. It appears that Sen. Leahy and Sen. Coburn may have worked out a deal with the Appropriations Committee to end diversion.

AUTM along with the university associations have taken positions in support of the Senate version of patent reform. The university associations are asking their members to contact their senators and ask them to bring S.23 to the floor for a vote.

Strong intellectual property rights are invaluable to American innovation, global competitiveness, and economic growth. Patents are vital components in the research and development cycle that helps create small businesses and jobs. In the AUTM Survey for 2009 university research led to 596 startup companies formed, and 3,423 startups were still operating as of the end of 2009.

There are a number of provisions in this bill that were specifically requested by the university community. These include the elimination of prior user rights, venue, grace period, oath, and collaborative research. The Damages provisions in the bill will provide incentives for private sector partners to be willing to license technology from universities.

It is important to remember that this legislation has been before congress for more than six years. It is not a perfect bill but it is a compromise in which neither side gets everything it wants. 

The next step is a vote of the entire Senate. The House Judiciary Committee has announced that it will have a hearing on the House Judiciary bill that passed the House four years ago. We will continue to provide updates on the patent reform effort as they happen.


The Patent Reform Act of 2009 (S. 515; H.R. 1260) were introduced in the 111th Congress on March 3, 2009.  These bills are similar to S. 1145 which was introduced in the 110th Congress and H.R. 1908 which was passed by the House in 2008.

Lisa Kuuttila, President & CEO of STC.UNM (STC), a wholly owned subsidiary of the University of New Mexico (UNM), responsible for technology-transfer at UNM, has a number of concerns with S. 515. STC and has sent an open letter which argues in favor of strong patents to New Mexico’s congressional delegation, President Obama, and ranking members of the House and Senate judiciary committees. The letter is posted on the STC Web site and invites individuals, organizations and companies to sign on in support.

Andrew Cohn, AUTM VP for Public Policy has blogged on this topic. Read the blog and share your comments.
Read Lisa Kuuttila’s letter to AUTM
Go directly to the STC open letter 

Read the new letter to Patrick Leahy  from AUTM and five other associations expressing strong support for the substitute amendment to S. 515, submitted March 8, 2010.

AUTM has signed onto a letter with the other higher education associations urging the Senate Judiciary committee to bring S.515 to the floor.  Read the letter submitted May 7, 2009.

AUTM has joined AAU, COGR, NASULGC, ACE, and AAMC to issue a position statement on patent reform legislation.
Read the letter to Patrick Leahy and Arlen Specter and the position statement.

Read the views of AUTM Leadership, and Lend Your Voice to the Discussion
Read the blog of Andrew Cohn, AUTM VP for Public Policy for more insights on this issue, and share your comments.

Read AUTM President Arundeep Pradhan’s blog: Patent Reform: On the Agenda Again
Pradhan addresses two patent reform bills introduced to Congress this month. How will these bills affect technology transfer? How will they impact AUTM members? Get the AUTM president’s take on the issues, and then add your comments to the discussion.

This toolkit (see related files below) contains the text of S. 515 and H.R. 1260, AUTM letters to Congress, guidance for AUTM members related to this legislation and other related material.



Related Files
S. 515 The Patent Reform Act of 2009 (Adobe PDF File)
Prior_User_Rights_Briefing (Adobe PDF File)
S.515 Letter to Leahy (Adobe PDF File)
Lisa Kuuttila’s letter to AUTM: Concerns with S. 515 (Adobe PDF File)
Joint Patent Associations Letter (Adobe PDF File)
Review of Patent Process (Microsoft Word Document)
Key Provisions of S.515 (Microsoft Word Document)
Association Memo to Memberships (Microsoft Word Document)
The Patent Reform Act of 2009 H.R. 1260 (Adobe PDF File)
Higher Ed Associations Joint Letter, May 7, 2009 (Adobe PDF File)
University Views on S.515 (Adobe PDF File)
Letter to Patrick Leahy and Arlen Specter (Adobe PDF File)
AUTM Letter to Senators Leahy and Spector-S. 1145 (Adobe PDF File)
AAU Letter on HR 1908 - PUR (8/21/07) (Adobe PDF File)
AAU Letter re: S. 1145, 2/5/08 (Adobe PDF File)
Higher Ed Associations' Statement on S. 1145 (Adobe PDF File)
AUTM Letter on H.R. 1908 - PUR (9/6/07) (Adobe PDF File)
AUTM Letter - H.R. 1908 - Venue (9/6/07) (Adobe PDF File)
Comparison of H.R. 1908 and S. 1145 (Adobe PDF File)
Cross Coalition Letter of June 19, 2007 (Adobe PDF File)
S. 1145 as amended in 2008 (Adobe PDF File)
Template letter to legislators re: S. 1145 and H.R. 1908 (Microsoft Word Document)
House Manager's Amendment to H.R. 1908 (7/16/07) (Adobe PDF File)
S. 1145 Talking Points (Adobe PDF File)
S. 1145 Template Letter (Microsoft Word Document)